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Manager, Fund Structure & Investor Relations (IMA's, Fee Agreements, Fund Structures, Negotiation)
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Northwest Integrators LLC
Salary: Highly competitive (Base...
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Stamford, CT |
03 Sep |
| We are seeking a dynamic, highly skilled manager with extensive experience in fund structuring, investor legal documentation... |
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Fixed Income Compliance Officer
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Barclays Global Investors...
Salary: Market Rate
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San Francisco, CA |
03 Sep |
| The Fixed Income Compliance Officer will be required to partner with the U.S. Fixed Income business to work proactively to ma... |
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Compliance Manager
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Commerzbank
Salary: not disclosed
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USA-NY-New York City |
03 Sep |
| See job description below |
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Investment Adviser/Mutual Fund Compliance Administrator
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Hyperion Brookfield Asset...
Salary: Commensurate with experie...
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New York, NY, 10281 |
03 Sep |
| Hyperion Brookfield Asset Management, Inc, a top-tier asset management firm is seeking a compliance administrator to assist t... |
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Manager of Compliance Control Room
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Not Disclosed
Salary: $130,000 - $230,000
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USA-NY-New York City |
03 Sep |
| The Control Room Manager will work closely with the firm's Chief Compliance Officer and other compliance professionals to mai... |
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Senior Compliance Officer
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Metropolitan West Asset M...
Salary: Competitive
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Los Angeles, CA |
02 Sep |
| The Senior Compliance Officer assists the Chief Compliance Officer (CCO) in monitoring activities related to two investment a... |
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Compliance (Sales and Marketing) - Broker Dealer
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Not Disclosed
Salary: The salary on offer is at...
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Boston, MA, 02110 |
29 Aug |
| Our client requires a Manager of Broker Dealer Compliance, with primary focus on the review of Sales and Marketing materials.... |
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Employment Attorney
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Credit Suisse
Salary: not disclosed
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USA-NY-New York City |
28 Aug |
| See job description below |
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Compliance Officer
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Robert Half International
Salary: $65,000-$90,000 and incen...
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Lisle, IL, 60532 |
27 Aug |
| Our client, being a privately-held financial services company, has the ability to offer unique investment solutions for finan... |
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Legal and Regulatory Counsel
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Pacific Alternative Asset...
Salary: Competitive Base Salary +...
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Irvine, CA, 92612 |
27 Aug |
| Leading West Coast-based fund of hedge funds seeks addition to its legal team. |
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Sr. Compliance Officer, Risk Management and Training Development (R5224)
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Barker & Gilmore, LLC
Salary: Base & Bonus
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New York, NY |
27 Aug |
| Our client, a Fortune 200 company, has exclusively engaged our firm to identify a Senior Compliance Officer for Risk Manageme... |
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Senior Compliance Analyst
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Not Disclosed
Salary: Commensurate with experie...
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New York City, NY |
27 Aug |
| An investment bank in NYC has an opportunity for a Senior Compliance Analyst with investment advisory experience. |
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Investment Advisor Attorney
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Barker & Gilmore, LLC
Salary: Base + Bonus
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Boston, MA |
27 Aug |
| Our client, one of the largest and most successful financial institutions in the United States, seeks a senior investment man... |
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Top Tier Law Firm seek Investment Management Associate
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The Boldon Group
Salary: Excellent
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San Francisco, CA |
26 Aug |
| Our client is one of the largest law firms in the U.S.; known for a cordial work environment, great benefits, and diversity h... |
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Attorney with Hedge Fund Formation & Investment Management Experience
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The Boldon Group
Salary: Excellent
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San Francisco, CA, 94101 |
26 Aug |
| Our client is seeking an attorney with at least four and no more than seven years experience in all aspects of the fund manag... |
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ISDA Negotiator- Take Control of Your Future
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The Boldon Group
Salary: Excellent
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Manhattan, NY, 10036 |
26 Aug |
| Tired of waiting for the next round of layoffs to be announced? Why not take control of your future and join a company with a... |
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Sr. Compliance Analyst
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Highland Capital Manageme...
Salary: market
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Dallas, TX, 75240 |
26 Aug |
| Top Hedge Fund seeks experienced compliance candidate to join legal/compliance team |
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Compliance Manager
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Highland Capital Manageme...
Salary: competitive
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Dallas, TX, 75240 |
26 Aug |
| Top tier alternative asset management firm seeks experience compliance manager to join prestigious in-house legal team |
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Compliance Analyst
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BNY Mellon Asset Manageme...
Salary: DOE
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New York, NY, 10166 |
26 Aug |
| Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perform testing on a... |
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Hedge Fund Compliance Associates
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Not Disclosed
Salary: Up to $200,000 all in
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USA-NY-New York City |
25 Aug |
| Top 100 Hedge Fund Seeks Experienced Compliance Associates and Analysts for growing department. Prior Buy-Side compliance exp... |
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Fixed Income Advisory Compliance Officer - AVP
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
25 Aug |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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Associate Counsel – Investment Banking and Alternative Asset Management Firm
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Not Disclosed
Salary: Competitive Compensation...
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Washington, DC, 20036 |
25 Aug |
| Sector-focused investment banking, hedge fund, and private equity fund firm is seeking an experienced attorney to support its... |
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Regional Branch Compliance Manager
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Not Disclosed
Salary: 85-100k plus bonus
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New York, NY |
24 Aug |
| Regional Branch Compliance Manager |
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Trading surveillance compliance officer
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Not Disclosed
Salary: 75K
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Hoboken, NJ |
24 Aug |
| Trading surveillance compliance officer
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Branch Office Manager
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Not Disclosed
Salary: 100K
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Jersey City, NJ |
24 Aug |
| Compliance branch office manager coming out of a insitutional side of firm.
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Branch office manager - Compliance
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Not Disclosed
Salary: 100K base plus a bonus
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Jersey City, NJ |
24 Aug |
| Branch office Compliance manager with Insitutional experience needed |
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Business Analyst - Business Management & Control
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Not Disclosed
Salary: Commensurate with experie...
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Stamford, CT, 06901 |
19 Aug |
| Business Management & Control - Business Analyst. The individual will manage the implementation of initiatives as dictated b... |
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Compliance Manager
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FSV Payment Systems
Salary: 65,000-85,000
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Jacksonville, FL, 32216 |
15 Aug |
| Founded in 1999, FSV Payment Systems is a leading provider of host-based stored value and prepaid card solutions. The company... |
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Compliance Manager
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Not Disclosed
Salary: Base salary, bonus and be...
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New York, NY, 10016 |
15 Aug |
| Our client seeks a Compliance Manager:
This role will report directly to the Chief Compliance Officer within the Legal and... |
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AVP Compliance Marketing and Advertising Review
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
11 Aug |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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